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Compliance Manager

Date posted: 11 Oct, 2016
Ref: Ref:cm111016
Industry: Compliance
Salary: £40000-£50000 + Bens
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a successful Financial Services provider based inBirmingham City Centre. Due to an internal restructure and promotion, they are currently looking to recruit for a Compliance Manager. 

Reporting to the Head of Risk and Compliance and supervising a small team of Compliance Officers your key responsibilities will include; 
  • Provide oversight of the Compliance and Conduct Risk framework.
  • Keep up-to-date with all relevant Regulatory and Compliance developments and provide the business with regular updates
  • Monitor the company's compliance against Regulatory principles, rules and codes of conduct
  • Manage the Compliance and 2nd Line Monitoring plans 
  • Be a point of reference for all Compliance and Conduct Risk issues
  • Support the training programme in respect of Compliance and Conduct Risk related issues
  • Undertake deep dive reports for senior management
You will be a Compliance professional with a minimum of 3 years experience within the Financial Services sector. Banking experience is desirable although not essential. My client offers a competitive salary and excellent benefits package. 

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