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Compliance Monitoring Officer

Date posted: 18 Nov, 2014
Ref: Ref:cm010814
Industry: Compliance
Salary: £30000 - £35000 + Excellent Benefits
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a growing Financial Services provider based in Birmingham. Due to the continued success of the business and subsequent growth of the Compliance function, they are currently recruiting for a Compliance Monitoring Officer.

Reporting to the Compliance Manager you will assist in the development and maintenance of compliance monitoring programmes within the business. Acting with integrity to protect sensitive information within the business. Your key responsibilities will include;

  • Conduct Compliance Monitoring reviews to confirm that the business is complying with relevant regulatory and statutory requirements, including those as detailed in the FCA and PRA handbooks
  • Identify and escalate risks on a timely basis with the appropriate details to permit risk assessment
  • Provide written reports on the outputs of reviews to relevant senior management and present conclusions to key stakeholders
  • Obtain regular updates from action owners through to completion and maintain the action tracking database. Provide progress reports to senior managers on a regular basis.

You will be a Compliance professional with experience of working within Compliance Monitoring or Audit. You will have experience of working within Financial Services and have an understanding of the FCA and PRA regulations.


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