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Compliance Officer

Date posted: 19 Jul, 2017
Ref: Ref:lco190717
Industry: Compliance
Salary: £30000 - £35000
Location: Lincoln
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in Lincoln. Due to the continued success of the business and subsequent growth of the Compliance function they are currently recruiting for a Compliance Officer. 
Reporting to the Compliance Monitoring Manager you will provide the business with independent assessment of the effectiveness of operational controls to demonstrate:
  • Compliance with legal and regulatory obligations
  • Identified risks are mitigated in accordance with the risk appetite statement
  • Consumer interests are protected throughout the product lifecycle
  • Working with the business to embed the risk management framework; reviewing incident reports and departmental risk registers 

You will be a Compliance professional with a minimum of 2 years experience with the Financial Services sector. My client offer a competitive salary and benefits package and excellent scope for progression. 

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