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Compliance Policy Manager

Date posted: 27 Jul, 2017
Ref: Ref:cp270717
Industry: Compliance
Salary: £45000 - £50000 + Benefits
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a successful and prestigious Financial Services provider based in Birmingham City Centre. Due to the continued success of the business and subsequent growth of the Compliance function they are currently recruiting for a Compliance Policy Manager. 

Reporting to the Head of Compliance you will support the delivery of high quality Compliance Advice and Monitoring. You key responsibilities will include;
  • Ensure relevant regulatory developments are identified in a timely way
  • Ensure relevant regulatory developments are interpreted and appropriate actions are taken
  • Review financial promotions and key customer communications for compliance
  • Provide advice to the wider business on business initiative and change
  • Ensure that regulatory authorisations, permissions and licences are maintained
  • Ensure policies and frameworks owned by Compliance are reviewed and maintained 
  • Work with the business to promote a strong conduct and compliance culture
  • Assist the Compliance Monitoring Manager to undertake compliance reviews and thematic activity
You will be a Compliance professional with a minimum of 3 years experience within a Policy or Advisory role. Banking experience would be an advantage although not essential. My client offers a competitive salary and benefits package and excellent scope for progression. 

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