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Senior Compliance Officer

Date posted: 29 Aug, 2017
Ref: Ref:sco290817
Industry: Compliance
Salary: £37500 - £42500
Location: Wolverhampton
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent growth of the Compliance function they are currently recruiting for a Senior Compliance Officer. 

Reporting to the Compliance Manager your key responsibilities will include;
  • Support the development of the compliance culture of the organisation
  • Support the development and maintenance of the organisation’s Compliance Policy Manual 
  • Assist in the design, implementation and maintenance of an annual compliance monitoring programme 
  • Monitor and report on the business’ compliance with financial regulation and legislation 
  • Identify the implications of financial regulation and legislation for the business.
  • Advise line managers on the scope and implications of the regulation, legislation and the organisation’s compliance policies.
  • Support compliance inspections by Regulators, clients and other bodies and the preparation for these inspections.
  • Advise and guide other staff on compliance matters to support the business.
  • Identify the compliance training requirements of the organisation
  • Write and present compliance reports 
  • Act as project work stream leader for compliance on new projects and initiatives. 
You will be a Compliance professional with a minimum of 2 years experience within the Financial Services sector. Banking experience is desirable although not essential. My client offers a competitive base salary, benefits package and scope to progress within the organisation. 

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