View Jobs by Category:


Compliance Officer

Date posted: 13 Nov, 2017
Ref: Ref:co131117
Industry: Compliance
Salary: £23000 - £27000 + Excellent Bens
Location: Redditch
Contract Type: Permanent
Apply Online

Further Information

My client is a small Financial Services provider based in Redditch. Due to the continued success of the business and subsequent expansion of their Compliance function they are current recruiting for a Senior Compliance Officer. 
Reporting to the Compliance Manager, you key responsibilities will include;
  • To assess compliance performance through completion of the quality assurance cycle 
  • To assist the Compliance Manager in ensuring that internal management systems and controls are adhered to at all times.
  • To assist with managing customer (and other) complaints in accordance with standards and regulatory requirements.
  • To undertake planned and targeted thematic reviews
  • To assist with development, implementation and management of local compliance policies 
  • To take ownership of delegated responsibilities in the absence of the Compliance Manager
  • To develop compliance practices in a way so as to enhance customer experience and satisfaction.
  • To support management and staff in understanding their legal and regulatory obligations.
You will be a Compliance professional with a minimum of 18 months experience within a similar role. You will have an excellent understanding of the Financial Services sector. Experience within Consumer Finance or Banking is desirable although not essential. 

Back to the Job List
Compliance Officer Jobs

Compliance

Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

More
Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

More
Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

More
internal auditing jobs

Audit

Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors

More

Latest Jobs