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Compliance Officer

Date posted: 13 Nov, 2017
Ref: Ref:co131117
Industry: Compliance
Salary: £23000 - £27000 + Excellent Bens
Location: Redditch
Contract Type: Permanent
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Further Information

My client is a small Financial Services provider based in Redditch. Due to the continued success of the business and subsequent expansion of their Compliance function they are current recruiting for a Senior Compliance Officer. 
Reporting to the Compliance Manager, you key responsibilities will include;
  • To assess compliance performance through completion of the quality assurance cycle 
  • To assist the Compliance Manager in ensuring that internal management systems and controls are adhered to at all times.
  • To assist with managing customer (and other) complaints in accordance with standards and regulatory requirements.
  • To undertake planned and targeted thematic reviews
  • To assist with development, implementation and management of local compliance policies 
  • To take ownership of delegated responsibilities in the absence of the Compliance Manager
  • To develop compliance practices in a way so as to enhance customer experience and satisfaction.
  • To support management and staff in understanding their legal and regulatory obligations.
You will be a Compliance professional with a minimum of 18 months experience within a similar role. You will have an excellent understanding of the Financial Services sector. Experience within Consumer Finance or Banking is desirable although not essential. 

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