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Compliance Advisory Manager

Date posted: 14 Nov, 2017
Ref: Ref:ca141117
Industry: Compliance
Salary: £45000 - £50000
Location: Solihull
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance function they are currently recruiting for a Compliance Advisory Manager. 
Reporting to the Head of Compliance your key responsibilities will include;
  • Keep abreast of regulatory rule changes and developments
  • Support regulated projects, providing specialist technical guidance and support
  • Act as a centre of excellence in embedding compliant practices 
  • Assist in identifying and containing compliance risk, compliance monitoring and fostering a compliance culture.
  • Assist in maintaining effective interactions with FCA and other regulatory bodies
  • Ensure the fair treatment of customers
  • Provide technical leadership and support technical excellence by searching out external best practice
  • Produce timely, management reports identifying areas of non-compliance 
  • Develop a constructive and collaborative relationship with business areas
  • Advise and assist the business in ensuring that their controls are fit for purpose and effective
You will be a Compliance professional with a minimum of 3 years experience in a Compliance Advisory and/or Policy position. Experience within the Banking sector is desirable, although not essential. 

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