View Jobs by Category:

Senior Compliance Analyst x 2

Date posted: 30 Nov, 2017
Ref: Ref:ca301117
Industry: Compliance
Salary: £35000 - £50000
Location: Birmingham
Contract Type: Permanent
Apply Online

Further Information

My client is a Blue Chip Financial Services provider based in Birmingham City Centre. Due to continued success and subsequent growth of the Compliance function they are currently recruiting for several experienced Compliance Analysts. 
Working within a team of other Analysts and reporting to a Compliance Manager within the business, you key responsibilities will include;
  • Reviewing and investigating Compliance issues in a timely manner and taking any necessary action
  • Acting as a key participant in the compliance planning strategy meetings and being responsible for delivering parts of that strategy
  • Ensuring consistent delivery and adherence to service levels
  • Developing your product knowledge and understanding of the sector
  • Reviewing Compliance regulation for potential breaches of laws, regulations and internal policies
  • Following and improving procedures to identify and resolve compliance issues and escalating compliance breaches for further investigation and action
  • Understanding high-complex processes including making judgement calls which require strong interpretation skills
  • Documenting results
  • Developing methodologies to identify, monitor and test areas of compliance risk
  • Building and fostering close relationships with Stakeholders
  • Supporting the team with day-to-day operational issues
  • Conducting ad-hoc management information reporting and project work
  • Acting within the team, including attending / leading training sessions, representing Surveillance to Senior Stakeholders in the business and Compliance management

You will be a Compliance professional with a minimum of 2 years experience. Experience within either the Banking or Investment Management sectors would be desirable although not essential. My client offers a competitive salary and benefits package and unlimited scope to progress within the business. 

Back to the Job List
Compliance Officer Jobs


Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

internal auditing jobs


Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors


Latest Jobs