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Senior Compliance Analyst x 2

Date posted: 30 Nov, 2017
Ref: Ref:ca301117
Industry: Compliance
Salary: £35000 - £50000
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a Blue Chip Financial Services provider based in Birmingham City Centre. Due to continued success and subsequent growth of the Compliance function they are currently recruiting for several experienced Compliance Analysts. 
Working within a team of other Analysts and reporting to a Compliance Manager within the business, you key responsibilities will include;
  • Reviewing and investigating Compliance issues in a timely manner and taking any necessary action
  • Acting as a key participant in the compliance planning strategy meetings and being responsible for delivering parts of that strategy
  • Ensuring consistent delivery and adherence to service levels
  • Developing your product knowledge and understanding of the sector
  • Reviewing Compliance regulation for potential breaches of laws, regulations and internal policies
  • Following and improving procedures to identify and resolve compliance issues and escalating compliance breaches for further investigation and action
  • Understanding high-complex processes including making judgement calls which require strong interpretation skills
  • Documenting results
  • Developing methodologies to identify, monitor and test areas of compliance risk
  • Building and fostering close relationships with Stakeholders
  • Supporting the team with day-to-day operational issues
  • Conducting ad-hoc management information reporting and project work
  • Acting within the team, including attending / leading training sessions, representing Surveillance to Senior Stakeholders in the business and Compliance management

You will be a Compliance professional with a minimum of 2 years experience. Experience within either the Banking or Investment Management sectors would be desirable although not essential. My client offers a competitive salary and benefits package and unlimited scope to progress within the business. 


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