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Compliance Policy Officer

Date posted: 09 Jan, 2018
Ref: Ref:cp090117
Industry: Compliance
Salary: £35000 - £45000
Location: Lichfield
Contract Type: Permanent
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Further Information

My client is a FCA regulated business based in Staffordshire. Due to the continued success of the organisation and subsequent growth of the Compliance function, they are currently recruiting for a Compliance Policy Officer. 

Reporting to the Head of Compliance Policy and supervising a small team your key responsibilities will include;
  • Keep up-to-date with external regulatory requirements with a view to ensuring the business remains compliant 
  • Provide written and verbal guidance to employees regarding Financial Promotions
  • Provide technical compliance support and technical guidance via letter, email and telephone to the business 
  • Liaise with, and provide support and technical guidance to internal staff
  • Raise awareness of and understanding of the need for a ‘compliance culture’
  • Identify and report any breaches of procedure
  • Always consider the principles of TCF and to operate in a way that puts the customer first
You will be a Compliance Policy professional with a minimum of 3 years experience. You will have the ability to interpret regulations and market information in order to update internal policies and procedures. My client offers a competitive salary and benefits package and scope to progress within the company. 

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