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Compliance Monitoring Officer

Date posted: 22 Jan, 2018
Ref: Ref:co220118
Industry: Compliance
Salary: £35000 - £40000
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a large Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance Monitoring function they are currently recruiting for a Compliance Monitoring Officer. 
Reporting to the Compliance Monitoring Manager your key responsibilities will include;
  • Provide accurate and timely compliance assurance activities
  • Deploying a Compliance Monitoring Plan through the periodic review and evaluation
  • Providing assurance that compliance related controls have been effectively designed 
  • Identifying gaps in compliance monitoring framework and control mechanisms 
  • Performing, within agreed SLA’s, the validation of completed compliance related action plans
  • Providing accurate and timely regulatory and compliance advice to management 
  • Providing assistance and support to the Legal and Regulatory Policy team
  • Liaise and communicate with all stakeholders to ensure a consistent and effective risk based approach
  • Conduct and produce high quality compliance engagements, work papers, reports and management information 
  • Attend appropriate training courses, as necessary and as agreed with the Compliance Director
You will be a Compliance professional with a minimum of 2 years Compliance Monitoring experience. You will have worked within either a Bank, Building Society or Consumer Finance provider. My client offers a competitive salary and benefits package and excellent scope to progress within the Group. 

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