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Compliance Manager - Field Based

Date posted: 30 Jan, 2018
Ref: Ref:fb300118
Industry: Compliance
Salary: £30000-£35000 + Bens
Location: West Midlands
Contract Type: Permanent
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Further Information

My client is a Mortgage Network based in the Midlands. Due to the rapid growth of the business and subsequent expansion of their Compliance function they are currently recruiting for a Compliance Manager. 
Reporting to the Head of Compliance, you main responsibilities will include; 
  • To maintain a primary point of contact for Appointed Representatives in an allocated area
  • To ensure compliance with Company and regulators compliance procedures
  • To identify the business risks ensuring all current and future regulatory requirements are adhered to 
  • To ensure appropriate standards/ procedures are followed 
  • Instruct, coach and monitor individuals, producing reports and individual training/ development plans 
  • Identifying areas where appointed representatives can improve their standards and associated risk ratings
  • Accurately record any findings and corrective activity.
  • To assist and guide the File Review team members regarding technical queries 
You will be a Compliance professional with a minimum of 2 years field based Compliance experience. You will be Full CeMAP or MAQ or currently studying for either qualification. My client offers a competitive salary and benefits package and scope to progress within this expanding company. 

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