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Head of Compliance

Date posted: 20 Mar, 2018
Ref: Ref:ho200318
Industry: Compliance
Salary: £80000-£85000 + Bens
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued growth of the business and subsequent expansion of the Corporate Governance function they are currently recruiting for a Head of Compliance.

Reporting to the Chief Risk Officer and supervising a small team you will have full responsibility for Compliance Oversight, Money Laundering Reporting and the Financial Crime functions of the business. Key responsibilities will include;

Work proactively with the Board and Executive in establishing and monitoring Compliance
Ensure a Compliance and Conduct risk culture is embedded within the organisation and appropriate limits and reporting established.
Provide forward looking Compliance and Financial Crime reporting to the Executive Management
Ensure the company has a control environment that demonstrates it acts with integrity in its dealings with customers and the markets
Effectively manage the resources and budgets of the Compliance and Fraud team
Ensure that the Compliance and Fraud teams have the skills and experience commensurate with the risks of the organisation.
Effectively contribute to the Risk Committee ensuring effective monitoring and reporting or risks and resolution of issues.
Establish an effective integrated assurance approach with Internal Audit.

You will have a minimum of 5 years Compliance with in depth technical knowledge and practical experience of PRA/FCA. You will have supervised team of staff and ideally held PRA/FCA Approved person (CF10 & 11) within another business.


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