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Compliance Consultant - Financial Promotions

Date posted: 20 Mar, 2018
Ref: Ref:fp200318
Industry: Compliance
Salary: £35000 - £45000
Location: West Midlands
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent growth of their Compliance function they are currently looking to recruit for a Compliance Consultant to specialise in Financial Promotions. 

  • Reporting the the Head of Compliance your main responsibilities will include;
  • Acting as a subject matter expert in financial promotions systems and controls 
  • Deliver and enforce an efficient first line of defence capability for financial promotions
  • Interpret, assess and respond to regulatory developments in order to define and develop appropriate sign off criteria for financial promotions
  • Ensure that all regulatory aspects are considered during the production of promotional material 
  • Manage, maintain and communicate decision and substantiation logs for approved marketing messages 
  • Research, collate and interpret regulatory developments to support the delivery of media activity related to financial services

You will be a Compliance Professional with strong knowledge and experience within Financial Promotions. My client offers a competitive salary, benefits package and scope to progress within the business. 


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