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Interim Head of Compliance

Date posted: 04 Apr, 2018
Ref:
Industry: Compliance
Salary: £600-£700 a day
Location: Birmingham
Contract Type: Interim
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to a recent restructure of the Corporate Governance function they are currently recruiting for a Head of Compliance.

Reporting to the Chief Risk Officer and supervising a small team you will have full responsibility for Compliance Oversight, Money Laundering Reporting and the Financial Crime functions of the business. Key responsibilities will include;

  • Work proactively with the Board and Executive in establishing and monitoring Compliance
  • Ensure a Compliance and Conduct risk culture is embedded within the organisation and appropriate limits and reporting established.
  • Provide forward looking Compliance and Financial Crime reporting to the Executive Management
  • Ensure the company has a control environment that demonstrates it acts with integrity in its dealings with customers and the markets
  • Effectively manage the resources and budgets of the Compliance and Fraud team
  • Ensure that the Compliance and Fraud teams have the skills and experience commensurate with the risks of the organisation.
  • Effectively contribute to the Risk Committee ensuring effective monitoring and reporting or risks and resolution of issues.
  • Establish an effective integrated assurance approach with Internal Audit.

You will have a minimum of 5 years Compliance with in depth technical knowledge and practical experience of PRA/FCA. You will have supervised team of staff and ideally held PRA/FCA Approved person (CF10 & 11) within another business.


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