View Jobs by Category:

Compliance Officer

Date posted: 05 Apr, 2018
Industry: Compliance
Salary: £24000 - £26000
Location: Birmingham
Contract Type: Permanent
Apply Online

Further Information

My client is a small Financial Services provider based in Birmingham City Centre. Due to the continued success of the business and subsequent growth of the Compliance function they have created a new role for a Compliance Officer.

Reporting the the Head of Compliance you key responsibilities will include;
  • Provide assistance as required to the Compliance Department
  • Monitors regulatory requirements and advises on any need for internal communication, and amendments to processes, standards and reporting
  • Assists with responses to regulatory consultation papers as appropriate
  • Undertakes business projects as directed by the Head of Compliance
  • Assessment of sales processes for compliance with regulatory requirements
  • Reviews financial promotions for regulatory compliance
  • Assists with the submission of regulatory reporting within set timescales
  • Telephone Monitoring for Compliance Purposes
  • Undertakes analysis of complaints 
  • Reviews and respond to complaints received from FOS
You will have a minimum of 1 year's Compliance experience within the Financial Services sector. My client offers a competitive starting salary and scope to progress within the business.

Back to the Job List
Compliance Officer Jobs


Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

internal auditing jobs


Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors


Latest Jobs