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Compliance Manager - Financial Crime

Date posted: 08 May, 2018
Ref: Ref:fc080518
Industry: Compliance
Salary: £60000 - £65000
Location: Leicester
Contract Type: Permanent
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Further Information

My client is a small, but growing Financial Service provider based in the East Midlands. Due to this growth and expansion of the Corporate Governance function they are currently recruiting for a Compliance Manager to focus on Financial Crime. 

Reporting the the Chief Risk Officer you key responsibilities with include;
  • To support and challenge the day to day compliance processes and procedures.
  • Undertake the duties of the MLRO
  • To support the Chief Risk Officer in his FCA authorised function role of Compliance Oversight 
  • To provide support and advice to business areas on compliance matters
  • Maintain a strong governance framework for Compliance.
  • Lead and direct; support and coach team members
  • Develop and deliver compliance reporting and analysis for use by the Board and Management 
  • Ensure that Compliance policies are maintained and remain commensurate with regulation
  • Ensure that compliance policies are operating effectively across the company
  • Delivery of the Compliance Monitoring Plan 
  • Evaluate and report to senior management on all areas of financial crime and conduct risks
  • Liaise with authorities with respect to suspicious activity reporting
  • Ensure that processes are in place and operating effectively relating to financial crime, treating customers fairly and conduct risk
You will be a Compliance professional with a minimum of 2 years experience specialising in Financial Crime/AML. Experience within the Banking sector is desirable although not essential. My client offers a competitive salary and scope to progress within the business. 

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