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Head of Compliance Policy

Date posted: 08 May, 2018
Ref: Ref:cp080518
Industry: Compliance
Salary: £75000-£80000 + Bens
Location: Staffordshire
Contract Type: Permanent
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Further Information

My client is an established Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance function they are currently looking to recruit a Head of Compliance Policy.

Reporting to the Compliance Director and supervising a team of 4 staff your main responsibilities will include;

Keep up-to-date with external regulatory requirements with a view to ensuring the compliance team inform and educate the business

Work closely with compliance management on project delivery, including maintenance of project plans and organisation of materials and communications necessary 

Completion of research tasks across all applicable compliance, legal and regulatory areas and reporting back to compliance management

Design and draft policy materials, guidance, briefings and communications required to execute the above 

Identify and report any breaches of policy/procedure

Always consider the principles of Treating Customers Fairly and to operate in a way that puts the customer first

Be aware of business, departmental and personal targets and endeavour to achieve these targets and goals

Operate with high levels of confidentiality as role has access to sensitive and confidential information

You will be a Compliance professional with a minimum of 5 years Compliance Policy experience. You will have supervised teams of staff and had full responsibility for implementing Compliance Policy processes and controls within a small to medium to medium sized Financial Services. My client offers a competitive salary and scope to progress.


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