Head of Compliance Policy
|Date posted:||08 May, 2018|
|Salary:||£75000-£80000 + Bens|
My client is an established Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance function they are currently looking to recruit a Head of Compliance Policy.
Keep up-to-date with external regulatory requirements with a view to ensuring the compliance team inform and educate the business
Work closely with compliance management on project delivery, including maintenance of project plans and organisation of materials and communications necessary
Completion of research tasks across all applicable compliance, legal and regulatory areas and reporting back to compliance management
Design and draft policy materials, guidance, briefings and communications required to execute the above
Identify and report any breaches of policy/procedure
Always consider the principles of Treating Customers Fairly and to operate in a way that puts the customer first
Be aware of business, departmental and personal targets and endeavour to achieve these targets and goals
Operate with high levels of confidentiality as role has access to sensitive and confidential information
You will be a Compliance professional with a minimum of 5 years Compliance Policy experience. You will have supervised teams of staff and had full responsibility for implementing Compliance Policy processes and controls within a small to medium to medium sized Financial Services. My client offers a competitive salary and scope to progress.