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Senior Compliance Officer

Date posted: 12 Jul, 2018
Ref: Ref:so120718
Industry: Compliance
Salary: £40000 - £45000 + Bens
Location: Lincoln
Contract Type: Permanent
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Further Information

My client is a successful and established Financial Services provider based in Lincoln. Due to a recent restructure of their Compliance function they are currently recruiting for a Senior Compliance Officer. 

Reporting to the Head of Compliance your main responsibilities will include;
  • Assist with the creation of the compliance annual plan
  • Delivering the programme of risk based monitoring and oversight reviews of the business
  • Design, create and deliver (as appropriate) all regulatory training and awareness
  • Undertaking regular reviews, through compliance visits
  • Implementation and embedment of compliance policies throughout the business,
  • Management of monitoring processes, including due diligence and ongoing monitoring
  • Delivering the requirements of the conduct risk framework
  • Supporting the Head of Compliance with regulatory and strategic projects within the business
You will be a Compliance professional with a minimum of 3 years experience within the Financial Services sector. Experience of the Insurance sector is desirable although not essential. My client offers a competitive salary and benefits package and scope to progress with the organisation. 

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