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Compliance Monitoring Officer

Date posted: 17 Jul, 2018
Ref: Ref:cm170718
Industry: Compliance
Salary: £30000-£35000 + Bens
Location: Lincoln
Contract Type: Permanent
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Further Information

My client is a established and successful Financial Services provider based in Lincoln. Due to the growth of their Compliance function they are currently recruiting for a Compliance Monitoring Officer. 

Reporting to the Compliance Monitoring Manager your key responsibilities will include;
  • Delivering the programme of risk based monitoring and oversight reviews of the business
  • Facilitate conduct risk reporting providing appropriate challenge to the business
  • Providing support to the business on financial promotions
  • Conduct required check the checker work ensuring appropriate feedback is provided 
  • Supporting the Compliance Manager in the implementation and embedment of compliance policies throughout the business
  • Working closely with the Quality Assurance function to ensure the methodology and criteria align with business risks 
You will be a Compliance professional with a minimum for 18 months experience within the Financial Services sector. My client offers a competitive salary, excellent benefits package and scope to progress within the business. 

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