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Compliance Monitoring Manager

Date posted: 14 Jan, 2019
Ref: Ref:cmm140119
Industry: Compliance
Salary: £50000-£55000
Location: Gloucester
Contract Type: Permanent
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Further Information

My client is an established Financial Services provider based in Gloucestershire. Due to the continued success of the business and subsequent expansion of the Compliance function they are currently recruiting for a Compliance Monitoring Manager. 

Reporting to the Head of Compliance, you main responsibilities will include;

Support the Head of Compliance in developing a Compliance Monitoring Plan 

  • Deliver all required aspects of the Compliance Monitoring Plan on time and to a high standard
  • Monitor, review and follow-up the implementation of compliance recommendations
  • Assist in the provision of compliance training 
  • Carry out thematic monitoring and investigations 
  • Support Compliance staff with project work, staff training, procedural and administration tasks 
  • Assist with developing, maintaining and implementing an effective risk management framework

You will be a Compliance professional with a minimum of 3 years Compliance Monitoring experience.  My client will consider experience from any FCA regulated companies/sectors. They offer a very competitive salary, outstanding benefits and excellent scope to progress within the business. 


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