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Senior Compliance Consultant

Date posted: 20 Sep, 2019
Ref: Ref:cc160919
Industry: Compliance
Salary: £60000-£70000
Location: UK
Contract Type: Perm
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Further Information

My client is a Blue Chip company with sites across the UK. Due to the continued growth of the organisation they are currently recruiting for a third-line conduct risk specialist from the Financial Services sector with extensive Compliance experience.

Reporting to the Compliance Director you main responsibilities will include;

  • Working independently to execute the Financial Services Audit program
  • Audit tests of the underlying operational detail by the second-line Compliance function
  • Leadership of the bulk of Financial Services related audit engagements
  • Oversight of regulatory developments and directly supporting senior management
  • Provision of coordinated assurance around Financial Services activities at Board/Audit Committee level
  • Frequent reporting and dialogue with senior members of the Financial Services Executive team/committees

You will be a Compliance professional from the Financial Services sector with a thorough understanding of relevant FCA regulations for mortgage and protection products. You diary will be split between an office base, home and field (UK - 25%). My client offers a very competitive package and scope to progress within the Group.


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