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Compliance Analyst

Date posted: 20 Sep, 2019
Ref: Ref:ca170919
Industry: Compliance
Salary: £40000-£45000 + Excellent Bens
Location: Birmingham
Contract Type: Perm
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Further Information

My client is a prestigious Financial Services provider based in Birmingham City Centre. Due to the continued success of the organisation and subsequent growth of the Compliance function, they are currently recruiting for a Compliance Analyst

 

Reporting to the Compliance Manager you key responsibilities will include;

 

  • Implementation of compliance policies and undertaking specified checks and controls to ensure that all departments are in compliant 
  • Provision of compliance support and advice in relation to suitability and anti-money laundering, training & competence and day-to-day compliance monitoring and queries
  • Undertaking periodic monitoring to ensure compliance to the companies controls and regulatory requirements

 

You will be a compliance professional with a minimum of 2 years Financial Services experience. COBS Compliance experience and knowledge of CASS rules are desirable although not essential. My client offers an extremely competitive salary and benefits package and scope to progress within the company. 


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