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Compliance Manager

Date posted: 20 Sep, 2019
Ref: Ref:cm180919
Industry: Compliance
Salary: £60000 - £70000 + Excellent Bens
Location: Birmingham
Contract Type: Perm
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Further Information

My client is a prestigious Financial Services provider based in Birmingham City Centre. Due to the continued success of the organisation and subsequent growth of the Compliance function, they are currently recruiting for a Compliance Manager. 


Reporting to the Head of Compliance you key responsibilities will include;

  • Second line of defence function, providing compliance oversight and challenge, as well as reporting, support and advice to the business 
  • Establishing policies and training to address the internal and external regulatory rules and requirements relating to the business
  • Overseeing the activities of a small team to ensure that the business establishes and maintains effective systems and controls for compliance 

You will be a compliance professional with a minimum of 5 years Financial Services experience. COBS Compliance experience and knowledge of CASS rules are essential. My client offers an extremely competitive salary and benefits package and scope to progress within the company. 

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