View Jobs by Category:

Compliance Manager

Date posted: 20 Sep, 2019
Ref: Refcm200919
Industry: Compliance
Salary: £55000 - £65000 + Excellent Bens
Location: Birmingham
Contract Type: Perm
Apply Online

Further Information

My client is an established Financial Services provider based in Birmingham City Centre. Due to the continued success of the organisation and subsequent growth of the Compliance function, they are currently recruiting for a Compliance Manager.

Reporting to the Head of Compliance and supervising a small team, your key responsibilities will include;

  • Provide timely and relevant regulatory advice, guidance and training to the business
  • Identify and review key regulatory changes impacting the business
  • Prepare and provide regulatory MI for governance committees and senior management
  • Review & sign off literature and other marketing materials within the FCA Financial Promotions rules
  • Overseeing the resolution of regulatory incidents to ensure issues are resolved
  • Developing and drafting new compliance policies and procedures
  • Working with Business stakeholders to ensure the timely submission of regulatory returns
  • Provision of ad-hoc and induction regulatory training to internal stakeholders

You will be a Compliance proessional with a minimum of 3 years experience within Financial Services. Experience within Banking is desirable although not essential. My client offers a very competitive salary and benefits package and excellent scope to progress within the business. 

Back to the Job List
Compliance Officer Jobs


Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

internal auditing jobs


Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors


Latest Jobs