View Jobs by Category:


Head of Compliance

Date posted: 19 Nov, 2019
Ref: Ref:hoc191119
Industry: Compliance
Salary: £90000-£100000 + Excellent Bens
Location: Birmingham
Contract Type: Perm
Apply Online

Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued growth of the business and subsequent expansion of the Corporate Governance function they are currently recruiting for a Head of Compliance.

Reporting to the Chief Risk Officer and supervising a small team you will have full responsibility for Compliance Oversight, Money Laundering Reporting and the Financial Crime functions of the business. Key responsibilities will include;

  • Work proactively with the Board and Executive in establishing and monitoring Compliance
  • Ensure a Compliance and Conduct Risk culture is embedded within the organisation and appropriate limits and reporting established
  • Provide forward looking Compliance and Financial Crime reporting to the Executive Management
  • Ensure the company has a control environment that demonstrates it acts with integrity in its dealings with customers and the markets
  • Effectively manage the resources and budgets of the Compliance and Fraud team
  • Ensure that the Compliance and Financial Crime teams have the skills and experience commensurate with the risks of the organisation
  • Effectively contribute to the Risk Committee ensuring effective monitoring and reporting or risks and resolution of issues.
  • Establish an effective integrated assurance approach with Internal Audit

You will have a minimum of 5 years senior level Compliance experience within the Financial Services sector. You will have supervised teams of staff and ideally held FCA Approved person (CF10 & 11) within another business. 


Back to the Job List
Compliance Officer Jobs

Compliance

Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

More
Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

More
Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

More
internal auditing jobs

Audit

Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors

More

Latest Jobs