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Head of Compliance

Date posted: 19 Nov, 2019
Ref: Ref:hoc191119
Industry: Compliance
Salary: £90000-£100000 + Excellent Bens
Location: Birmingham
Contract Type: Perm
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued growth of the business and subsequent expansion of the Corporate Governance function they are currently recruiting for a Head of Compliance.

Reporting to the Chief Risk Officer and supervising a small team you will have full responsibility for Compliance Oversight, Money Laundering Reporting and the Financial Crime functions of the business. Key responsibilities will include;

  • Work proactively with the Board and Executive in establishing and monitoring Compliance
  • Ensure a Compliance and Conduct Risk culture is embedded within the organisation and appropriate limits and reporting established
  • Provide forward looking Compliance and Financial Crime reporting to the Executive Management
  • Ensure the company has a control environment that demonstrates it acts with integrity in its dealings with customers and the markets
  • Effectively manage the resources and budgets of the Compliance and Fraud team
  • Ensure that the Compliance and Financial Crime teams have the skills and experience commensurate with the risks of the organisation
  • Effectively contribute to the Risk Committee ensuring effective monitoring and reporting or risks and resolution of issues.
  • Establish an effective integrated assurance approach with Internal Audit

You will have a minimum of 5 years senior level Compliance experience within the Financial Services sector. You will have supervised teams of staff and ideally held FCA Approved person (CF10 & 11) within another business. 


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