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Compliance Monitoring Officer

Date posted: 19 Nov, 2019
Ref: Ref:cm191119
Industry: Compliance
Salary: £30000 - £35000 + Bens
Location: Birmingham
Contract Type: Perm
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Further Information

My client is a successful and established Financial Services provider based in Birmingham. Due to the growth of the Compliance function they are currently recruiting for a Compliance Monitoring Officer.

Reporting to the Compliance Manager you main responsibilities will include;

  • Conduct Compliance Monitoring reviews to confirm the business is complying with relevant regulatory and statutory requirements, specifically those detailed in FCA handbooks
  • Assist in the development and maintenance of Compliance Monitoring Programme
  • Identify and escalate risks on a timely basis with the appropriate details to permit risk assessment
  • Liaise with the business to agree findings and actions
  • Provide written reports on the outputs of reviews to relevant senior management and present conclusions to key stakeholders
  • Keep up to date with changes to regulatory requirements and implementation of new legislation and codes of practice

You will be a Compliance professional with a minimum of 2 years Compliance experience within the Financial Services sector. The is a very progressive role providing a competitive salary and attractive benefits package.


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