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Senior Compliance Officer

Date posted: 19 Nov, 2019
Ref: Ref:sco191119
Industry: Compliance
Salary: £40000-£45000 + Excellent Bens
Location: Chesterfield
Contract Type: Perm
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Further Information

My client is a Financial Services provider based in Derbyshire. Due to the consistent success of the business and subsequent expansion of their Compliance function they are currently recruiting for a Senior Compliance Officer.

Reporting to the Head of Risk and Compliance your main responsibilities will include;

  • Supporting to develop and embed the Compliance framework
  • Create a risk-based Compliance Monitoring plan
  • Produce management information to a high standard by the required timeframe for submission
  • Oversee that all compliance related policies are reviewed and approved
  • Keep own knowledge up to date on legal and regulatory changes
  • Working with the Legal and Regulatory Change group to ensure the company is compliant with all regulatory and statutory requirements
  • Provide regulatory input to proposed projects and business activities
  • Provide support to induction and other training
  • Any other duties to support the Head of Risk and Compliance

You will be a Compliance professional with a minimum of 3 years experience within the Financial Services sector. My client offers a competitive starting salary, excellent benefits and scope to progress within the company.


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