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Interim Compliance Consultant

Date posted: 20 Nov, 2014
Ref: Ref:ic131415
Industry: Compliance
Salary: £400 - £450 a day
Location: Birmingham
Contract Type: Interim
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Further Information

My client is a Retail Financial Services business based in the West Midlands. Due to a pending maternity leave they are recruiting for an experienced Compliance Contractor for a minimum of 6 months. You will support with the provision of advice and the delivery of a range of regulatory compliance duties.

Reporting to the Chief Compliance Officer your responsibilities will involve;

  • Provide compliance support and guidance to the business, acting as a technical reference point in respect of the FCA Handbook
  • Work with key stakeholders, assessing the potential impact of Compliance regulations and/or legislation on existing and new processes.
  • Devise and implement appropriate Compliance policies, procedures and practices to assist in developing compliant behaviours.
  • Assist in meeting FCA reporting requirements.
  • Provide management and development to a team of Compliance Officers and Quality Monitoring staff.

You will be an experienced Compliance Professional with a background in Retail Lending. You will be available at short notice and be in a position to commit for a minimum of 6 months.


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