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Interim Compliance Director

Date posted: 09 Nov, 2015
Ref: Ref:icd091115
Industry: Compliance
Salary: £600 - £800 a day
Location: Birmingham
Contract Type: Interim
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Further Information

Integer Resourcing have been retained by a Financial Services provider in the West Midlands to recruit to the role of Interim Compliance Director. 

This is a Board Member position reporting into the CEO. You will hold CF1 and CF10 and be responsible for all aspects of Compliance, AML and Risk Management within the business with a team of 5 direct reports.

Main responsibilities include;

  • Design and embed a compliance and compliance monitoring framework
  • To lead, define, implement and communicate a robust, customer focused compliance monitoring plan
  • To oversee the operation of business AML systems and control
  • To ensure that the regulatory reporting is compliant, timely, appropriate and accurate
  • To develop and continuously review the organisation’s documentation, controls, policies and procedures relating to compliance
  • To identify and develop compliance MI in order to enhance and have the ability to highlight key risks
  • To lead, define, implement and communicate a robust process for testing awareness of senior management of the conduct risks
  • Delivery of the risk management framework
  • To have oversight of business change programmes brought about by regulatory initiatives
  • To work closely with the executive team
  • To provide leadership, motivation, development, performance management and control
  • To ensure that the area within the control of the post holder remains within budget

You will be a Compliance professional with significant experience in a Senior Compliance role within an FCA Regulated environment. You will have expert knowledge of the regulatory regime and requirements and guidance issued by the regulatory bodies. This role will be offered on a 6-9 month interim contract.

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