Compliance Jobs
Head of Compliance and Conduct Risk
Date posted: | 17 Dec, 2015 |
Ref: | Ref:ccr171215 |
Industry: | Compliance |
Salary: | £75000 - £85000 + Excellent Benefits |
Location: | Birmingham |
Contract Type: | Permanent |
Further Information
My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Risk and Compliance division they are currently recruiting for a Head of Compliance and Conduct Risk.
Reporting to the Chief Risk Officer and supervising a small team you will be an integral part of the company's second line Risk and Compliance division.You main responsibilities will include;
- Develop, initiate, maintain and revise policies and procedures for the general operation of the company
- Develop and periodically review and update the compliance programme
- Collaborate with other internal and external risk based functions
- Respond to alleged violations of rules, regulations, policies, procedures and standards of conduct
- Act as an independent review and evaluation body
- Monitor, and as necessary, coordinate compliance activities of other functions
- Identify potential areas of compliance vulnerability and risk
- Provide reports on a regular basis, and as directed or requested
- Ensure proper reporting of violations or potential violations
- Institute and maintain an effective compliance communication programme for the company
- Monitor the performance of the compliance monitoring programme
You will be a Compliance professional who can demonstrate previous experience of managing compliance activities in a regulated environment. You will have supervised teams of staff and be able to interpret and apply the regulatory and financial guidelines. My client offers a competitive salary and package and scope to progress within the Group.