View Jobs by Category:

Compliance Monitoring Manager

Date posted: 22 Dec, 2015
Ref: Ref:cmm221215
Industry: Compliance
Salary: £40000-£45000 + Bens
Location: Birmingham
Contract Type: Permanent
Apply Online

Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Risk and Compliance division they are currently recruiting for a Compliance Monitoring Manager.

Reporting to the Head of Compliance and supervising a small team your main responsibilities will include;

  • Develop and maintain the compliance monitoring plan, ensuring timely delivery of monitoring activities whilst adhering to regulatory and internal policies
  • Conduct compliance reviews to ensure adherence with regulations, company policies and the internal control framework
  • Produce management reports identifying areas that are not compliant with policies and framework
  • Review, monitor and track external audit reports, to achieve a satisfactory closure and evidence this by audit an trail
  • Develop a constructive and collaborative relationship with business areas

You will be a Compliance professional with proven experience of regulatory monitoring within the Financial Services sector. You will have either worked as a manager for another organisation or will be looking for the next step up in your career. Banking experience is desirable although not essential. My client offers a competitive salary and package and scope to progress within the Group.

Back to the Job List
Compliance Officer Jobs


Coverage of – Chief Compliance Officers, Divisional Heads and Directors, Regulatory Affairs, Monitoring and Reporting, Policy, Product Advisory, Training & Competence, Research, Information Security, Data Protection

Risk Management Jobs

Risk Management

Coverage of – Chief Risk Officers, Divisional Heads and Directors, Credit Risk, Operational Risk, Conduct Risk, Market Risk, Investment Risk, Enterprise Risk, Regulatory Risk, IT Risk, Business Continuity, Reporting, Model Validation, Optimisation, Liquidity, Quantitative Analysis, Solvency II, Basel III

Fraud prevention and detection jobs

Financial Crime

Coverage of – Anti Money Laundering, Anti Bribery & Corruption, Account Opening, Forensic, Fraud, Head of AML, Head of Financial Crime, Investigations, KYC, MLRO, Sanctions, Surveillance, Training

internal auditing jobs


Coverage of – Director of Internal Audit, Senior Audit Managers, Audit Managers, Internal Auditors, IT Auditors, Quality Assurance Auditors, Treasury Risk Auditors, Corporate Governance Auditors


Latest Jobs