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Compliance Monitoring Manager

Date posted: 22 Dec, 2015
Ref: Ref:cmm221215
Industry: Compliance
Salary: £40000-£45000 + Bens
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Risk and Compliance division they are currently recruiting for a Compliance Monitoring Manager.

Reporting to the Head of Compliance and supervising a small team your main responsibilities will include;

  • Develop and maintain the compliance monitoring plan, ensuring timely delivery of monitoring activities whilst adhering to regulatory and internal policies
  • Conduct compliance reviews to ensure adherence with regulations, company policies and the internal control framework
  • Produce management reports identifying areas that are not compliant with policies and framework
  • Review, monitor and track external audit reports, to achieve a satisfactory closure and evidence this by audit an trail
  • Develop a constructive and collaborative relationship with business areas

You will be a Compliance professional with proven experience of regulatory monitoring within the Financial Services sector. You will have either worked as a manager for another organisation or will be looking for the next step up in your career. Banking experience is desirable although not essential. My client offers a competitive salary and package and scope to progress within the Group.


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