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Compliance Policy Manager

Date posted: 15 Jan, 2016
Ref: Ref:cp150116
Industry: Compliance
Salary: £50000 - £60000 + Bens
Location: Birmingham
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent expansion of the Compliance function they are currently recruiting for a Compliance Policy Manager.

Reporting to the Head of Compliance you key responsibilities will include;
  • Providing Compliance advice on new business developments and/or commercial initiatives.
  • Maintain second line of defence over the business activities and practices.
  • Liaise with Key Stakeholders to track, manage and report identified issues. 
  • Review and assess consultations and other communications from regulators, trade bodies and other relevant organisations. 
  • Ensure regular Horizon Scanning is completed and relevant information communicated to Key Stakeholders.
  • Review existing and develop new policies, procedures, systems and controls.
  • Complete Compliance training needs analysis.
  • Approve Financial Promotions.
  • Provide regular reports on all advisory activities, risks and issues.
  • Assist the wider Compliance team with regulatory initiatives.
You will be a Compliance Professional with proven experience within a Compliance Policy and/or Advisory position. Experience within Banking or Consumer Finance is desirable although not essential. 

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