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Compliance Monitoring Officer

Date posted: 01 Apr, 2016
Ref: ref:cm010417
Industry: Compliance
Salary: To £35K + Bens
Location: Solihull
Contract Type: Permanent
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Further Information

My client is an established Financial Services provider based in the West Midlands. Due to the continued success of the business and subsequent growth of the Compliance function they are currently recruiting for a Compliance Monitoring Officer. 

Reporting to the Compliance Manager, you key responsibilities will include;
  • Conduct compliance monitoring reviews
  • Assist in the development and maintenance of the Compliance Monitoring Plan
  • Produce management reports identifying areas of non-compliance 
  • Develop a constructive and collaborative relationship with business areas
  • Provide technical support and guidance as required
  • Ensure departments own controls are designed and working effectively
  • Keep up-to-date with changes to regulatory requirements or implementation of new legislation 

You will be a Financial Services professional with previous experience in a similar compliance monitoring or audit role in a FCA regulated environment. My client offers a competitive starting salary and excellent scope for progression


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