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Trainee Compliance Officer

Date posted: 04 May, 2016
Ref: Ref:tc040516
Industry: Compliance
Salary: £18000 - £23000
Location: South Birmingham
Contract Type: Permanent
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Further Information

My client is a Financial Services provider based in South Birmingham. Due to the continued success of the business and subsequent expansion of the compliance team they are currently recruiting for a Trainee Compliance Officer

Reporting to the Director of Compliance your key responsibilities will include; 

  • Assessing compliance performance through completion of the quality assurance cycle of daily, weekly and monthly reviews 
  • Assisting the Director of Compliance in ensuring that internal management systems and controls are adhered to at all times. 
  • Assist with development, implementation and management of local compliance policies
  • Developing compliance practices in a way so as to enhance customer experience and satisfaction. 
  • Reporting all significant instances of non-compliance or systemic breaches to the Director of Compliance. 
To be considered for this role you will have a strong academic background, experience within the financial services sector, and will be keen to pursue a career in compliance. My client provides full training and scope to progress within the company.

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